Jay Coulter, CFP®, CIMA®Apr 10, 2021SEC Exam Priorities for 2021 With Chris Winn (EP169)Chris Winn of Advisor Assist comes on the show to discuss the 11 areas of prioritization for the SEC exam this year.
Jay Coulter, CFP®, CIMA®Jan 11, 2021A Compliance Lens On The New Advertising Rules With Chris Winn (EP147)Chris Winn joins us to discuss how advisors should look at the new SEC rules for advisor advertising through a compliance lens.
