SEC Exam Priorities for 2021 With Chris Winn (EP169)

Each year, the Division of Examinations of the U.S. Securities and Exchange Commission (“SEC”), publishes its examination priorities for the upcoming year. Chris Winn of Advisor Assist comes on the show to discuss the 11 areas of prioritization for this year.

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Soundbites

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Follow Chris

Twitter: https://twitter.com/AdvisorAssist

Website: https://advisorassist.com/

LinkedIn: https://www.linkedin.com/in/chriswinn/

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