SEC Exam Priorities for 2021 With Chris Winn (EP169)
- Jay Coulter, CFP®, CIMA®
- Apr 10, 2021
- 1 min read
Updated: May 2, 2021
Each year, the Division of Examinations of the U.S. Securities and Exchange Commission (“SEC”), publishes its examination priorities for the upcoming year. Chris Winn of Advisor Assist comes on the show to discuss the 11 areas of prioritization for this year.
Soundbites
Follow Chris
Twitter: https://twitter.com/AdvisorAssist
Website: https://advisorassist.com/
LinkedIn: https://www.linkedin.com/in/chriswinn/
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